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Stephen Carrera

Ascensus Investment Advisors, LLC

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About Stephen Carrera

Stephen Carrera is an investment advisor representative registered with Ascensus Investment Advisors, LLC. Stephen has been in the industry since 2002. Stephen has Series 6, 63, 26, and 65 licenses as well as the SIE. Stephen has experience with Nationwide Investment Services Corporation, MML Distributors, LLC, and ADP Broker-Dealer, Inc. Stephen has a strong background in investment advising and a focus on portfolio management and oversight.

Firm Information

Stephen Carrera is currently registered with Ascensus Investment Advisors, LLC. Ascensus Investment Advisors, LLC is an investment advisor headquartered in NEWTON, MA. The firm provides portfolio management and oversight services for qualified tuition 529/529A and SFRP plans, as well as pension consulting services. They manage approximately $9,878,077,323 in assets for 27 state or municipal government entities. The firm has 37 investment adviser representatives and 26 registered representatives.
Ascensus Investment Advisors, LLC

95 WELLS AVENUE

NEWTON, MA 02459

$9.88B

Assets Under Management

9

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio mgmt/oversight incl review of allocations & selection of underlying securities for qual tuition 529/529a & sfrp plans

Portfolio mgmt/oversight incl review of allocations & selection of underlying securities for qual tuition 529/529a & sfrp plans

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of program management fee and percentage of aua

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Stephen Carrera’s Registration & Firm History

MD

06/10/2024 - Present

Ascensus Investment Advisors, LLC (BALTIMORE MD)

OH

03/01/2022 - 04/16/2024

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

MA

10/26/2015 - 12/31/2020

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

MD

12/05/2000 - 09/21/2015

ADP BROKER-DEALER, INC. (OWINGS MILLS MD)

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Licenses & Designations

IA

Issued 05/09/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/07/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Carrera.
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