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Stephen Carmen Mambuca

Crossmark Global Investments, Inc.

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About Stephen Carmen Mambuca

Stephen Carmen Mambuca is a registered investment advisor representative with Crossmark Global Investments, Inc. Stephen has been in the securities industry since 2011 and has experience in the investment advisory field. Stephen is registered in Alaska, California, Hawaii, Idaho, Montana, Nevada, Oregon, Texas, Washington, and Wyoming. Stephen is also registered as an investment advisor representative with the state of California and a resident investment advisor representative with the state of Texas. Stephen has passed the Series 7, Series 63, Series 26, and SIE exams.

Firm Information

Stephen Mambuca is currently registered with Crossmark Global Investments, Inc.. Crossmark Global Investments, Inc. is an investment advisor based in Houston, Texas. The firm manages approximately $1 billion to $10 billion in assets for individuals, businesses, investment companies, and other institutions. Crossmark Global Investments specializes in portfolio management and offers discretionary and non-discretionary investment management services. They also participate in wrap fee programs.
Crossmark Global Investments, Inc.

15375 MEMORIAL DRIVE

HOUSTON, TX 77079

$7.00B

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Mambuca’s Registration & Firm History

CA

08/11/2023 - Present

Crossmark Global Investments, Inc. (ENCINO CA)

CA

07/01/2014 - 04/28/2021

AIG CAPITAL SERVICES, INC. (WOODLAND HILLS CA)

MA

10/18/2011 - 05/05/2014

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

IA

Issued 11/22/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/19/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stephen Carmen Mambuca. Review regulatory record here.
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