Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Raupp is a financial advisor with over 35 years of experience in the industry. Stephen is currently registered with LPL Financial LLC and has been with the firm since November 2010. Previously, Stephen worked with RAYMOND JAMES FINANCIAL SERVICES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Stephen holds a Series 6, 7, 24, 51, 63 and 65 license. Stephen is a Registered Representative of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
08/29/2023 - Present
LPL Financial LLC (SPRINGFIELD IL)
IL
03/05/2007 - 12/02/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (SPRINGFIELD IL)
IL
12/06/1993 - 02/28/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPRINGFIELD IL)
NJ
02/13/1987 - 12/09/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/29/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/25/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1993
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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