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Stephen Carl Farinacci

Flagstar Advisors

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About Stephen Carl Farinacci

Stephen Farinacci is a financial advisor with Flagstar Advisors. Stephen has been in the industry since 1994. Stephen has been registered with the state of New York since 1993. Stephen specializes in providing investment advice to individuals, corporations, and institutions. Stephen has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Stephen Farinacci is currently registered with Flagstar Advisors. Flagstar Advisors is an investment advisor headquartered in New York, NY. The firm was formed in May 2000 and has 30 licensed agents, 36 investment advisor representatives, and 45 registered representatives. The firm primarily advises individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Flagstar Advisors offers investment advisory services including portfolio management for businesses, individuals, and pension consulting. The firm also provides selection of other advisors. Flagstar Advisors manages over $966 million in discretionary assets for 1,588 accounts. They are registered with the SEC and in all 52 states and are a participant in the FINRA arbitration forum.
Flagstar Advisors

1400 BROADWAY

NEW YORK, NY 10018

$966.65M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Farinacci’s Registration & Firm History

NY

01/07/2025 - Present

Flagstar Advisors (NEW YORK NY)

NY

07/22/2005 - 01/25/2021

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

06/16/2003 - 07/08/2005

DREYFUS SERVICE CORPORATION (NEW YORK NY)

NY

12/04/2002 - 04/08/2003

QUICK & REILLY, INC. (NEW YORK NY)

MI

04/25/2002 - 12/10/2002

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

FL

07/06/2001 - 05/01/2002

INTERNATIONAL CAPITAL GROWTH LLC (BOCA RATON FL)

NY

03/02/2001 - 07/06/2001

DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)

NY

12/18/2000 - 03/07/2001

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NY

03/21/1997 - 12/19/2000

BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)

NY

04/07/1994 - 04/11/1997

NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)

NY

11/02/1993 - 01/12/1994

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/08/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/19/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/20/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/15/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/21/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Carl Farinacci.
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