Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Canon Kirkup is a financial advisor with over six years of experience in the securities industry. Stephen is currently registered with Smbc Nikko Securities America, Inc. and holds Series 7, 79, and SIE licenses. Stephen also holds a Series 63 license, allowing them to sell securities in all 50 states. Before joining Smbc Nikko Securities America, Inc., Stephen was employed at J.P. Morgan Securities LLC. Stephen's expertise spans investment banking, general securities, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/23/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
12/21/2017 - 02/24/2024
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 01/22/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/21/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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