Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Campbell Steinthal is a financial advisor with Wells Fargo Clearing Services, LLC. Stephen has been in the industry since 2002. Stephen is registered in New York and Texas. Stephen has experience with providing investment advice to a variety of clients, including high-net-worth individuals, corporations, and pension plans. Prior to joining Wells Fargo Clearing Services, LLC, Stephen worked at Fieldpoint Private Securities, LLC, Academy Securities, Inc., GETCO Securities, LLC and Banc of America Specialist, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/08/2022 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
CT
12/11/2014 - 03/08/2022
FIELDPOINT PRIVATE SECURITIES, LLC (GREENWICH CT)
NY
11/26/2012 - 11/21/2014
ACADEMY SECURITIES, INC. (New York NY)
NY
12/16/2011 - 01/30/2012
GETCO SECURITIES, LLC (NEW YORK NY)
NY
01/02/2002 - 12/16/2011
BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)
BOTH
Issued 03/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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