Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Kazior is a financial advisor who has been in the industry since 2007. Stephen is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. as a registered representative, but has also previously held positions at Wells Fargo Advisors, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stephen holds a Series 66, Series 10, Series 9, Series 7, and SIE licenses. Stephen is registered in New Jersey, Pennsylvania and Texas. Stephen is a specialist in providing investment advice to high-net-worth individuals, corporations, and other businesses. Stephen also specializes in providing investment advice to charitable organizations, pension and profit-sharing plans, and insurance companies. Stephen is a valuable resource for investors seeking comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/15/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
06/17/2009 - 01/27/2010
WELLS FARGO ADVISORS, LLC (PENNINGTON NJ)
NJ
08/09/2007 - 05/21/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 09/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/17/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Kazior is the right advisor for you? Invested Better is here to help.
