Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Hunt is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Stephen has been in the securities industry since December 1999. Stephen has passed the Series 65, Series 63, Series 7, and SIE exams. Stephen has been registered with the Securities and Exchange Commission (SEC) since August 2023. Stephen's specializations include securities, investment banking, mergers and acquisitions, and private equity. Stephen is a member of the Financial Industry Regulatory Authority (FINRA) and the SEC. Stephen provides advisory services such as portfolio management, pension consulting, and educational seminars. Stephen also provides performance measurement reports, allocation modeling, IPS, research reports and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/08/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LOS ANGELES CA)
CA
10/01/2008 - 08/02/2023
J.P. MORGAN SECURITIES LLC (Los Angeles CA)
CA
12/01/2000 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SAN FRANCISCO CA)
IA
Issued 08/08/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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