Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen C. Dawes is a financial advisor with LPL Financial LLC, with over 20 years of experience in the industry. Stephen has been registered with the state of Ohio since 1999 and has a series 6 and Series 63 license. Stephen also holds the Personal Financial Specialist designation. Prior to joining LPL Financial, Stephen worked as a Registered Representative for National Planning Corporation. Stephen specializes in providing financial advice and guidance to individuals, businesses, and organizations. Stephen is committed to providing personalized financial services that meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
11/29/2017 - Present
LPL Financial LLC (CHILLICOTHE OH)
OH
06/21/1999 - 11/29/2017
NATIONAL PLANNING CORPORATION (CHILLICOTHE OH)
AZ
09/22/1995 - 06/25/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 06/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Dawes is the right advisor for you? Invested Better is here to help.
