Unclaimed
Stephen Cacioppo is a financial professional with over 16 years of experience in the financial industry. Stephen is currently registered with Dealerweb Inc. and holds Series 7, Series 63, and SIE licenses. Stephen previously worked at BGC FINANCIAL, L.P. in Garden City, New York. Stephen is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/20/2014 - Present
Dealerweb Inc. (Jersey City NJ)
NY
09/14/2007 - 07/10/2014
BGC FINANCIAL, L.P. (GARDEN CITY NY)
BC
Issued 03/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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