Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Anyanonu is a financial advisor with over 13 years of experience in the financial services industry. Stephen is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in New Mexico and has held previous positions with Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC. Stephen holds several licenses and certifications, including the Series 7, 9, 10, 66, SIE and 99TO exams. Stephen works with individuals, families, corporations and institutions to provide financial planning, investment management and other wealth management services. Stephen is committed to providing his clients with personalized financial advice and guidance. Stephen is a dedicated financial professional who is passionate about helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/02/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
TX
09/05/2017 - 06/24/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL PASO TX)
NM
01/03/2011 - 08/29/2017
WELLS FARGO CLEARING SERVICES, LLC (ALBUQUERQUE NM)
NM
04/21/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ALBUQUERQUE NM)
BOTH
Issued 05/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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