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Stephen Butkovich

Tradition Securities AND Derivatives LLC

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About Stephen Butkovich

Stephen Butkovich is a financial professional who has been in the industry since 2002. He is currently registered with Tradition Securities And Derivatives LLC and has held previous positions with Whitaker Securities LLC and Tradition Asiel Securities Inc. Stephen holds the Series 7 and SIE licenses.

Firm Information

Stephen Butkovich is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Butkovich’s Registration & Firm History

NY

01/26/2018 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

04/20/2015 - 01/09/2018

WHITAKER SECURITIES LLC (GARDEN CITY NY)

NY

03/07/2002 - 03/30/2015

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephen Butkovich.
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