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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Marcom is a financial advisor registered with Cetera Investment Advisers LLC in Katy, Texas. Stephen is also a Certified Financial Planner. Stephen is a financial professional with a background in financial planning, portfolio management, and pension consulting. Stephen has been in the industry since 1985. Before joining Cetera Investment Advisers LLC, Stephen worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY. Stephen's primary focus is providing financial advice and services to individuals, corporations, and charitable organizations. Stephen has a wide range of experience in various areas of financial services, including investment management, retirement planning, and estate planning. Stephen specializes in providing customized financial solutions to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (KATY TX)
NY
06/18/1985 - 12/07/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/04/1984 - 11/28/1984
FIRST INVESTORS CORPORATION
BC
Issued 09/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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