Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Marcom is a financial advisor with Cetera Investment Advisers LLC, a firm with over 104 billion dollars in assets under management. Stephen has been in the industry since 1985 and has a wide range of experience in financial planning, portfolio management, and other financial services. Stephen holds the Series 6, 7, 24, and 63 licenses, as well as the SIE designation. Stephen is a Certified Financial Planner and has a strong commitment to helping individuals and families achieve their financial goals.
KATY, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (KATY TX)
NY
06/18/1985 - 12/07/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/04/1984 - 11/28/1984
FIRST INVESTORS CORPORATION
BC
Issued 9/4/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/20/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/15/1985
Series 7 - General Securities Representative Examination
BC
Issued 8/31/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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