Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Bruce Smith is a registered representative with Oneamerica Securities, Inc. based in Carmel, Indiana. Stephen's career in the financial services industry began on November 2, 1994. Stephen is currently licensed in Indiana. Stephen is also a registered representative with Oneamerica Securities, Inc. Stephen has been a registered representative with Oneamerica Securities, Inc. since December 14, 2001. Stephen holds Series 6, Series 63 and SIE licenses. Stephen specializes in various areas including Financial Planning. Stephen has been with Oneamerica Securities, Inc. since 2001 and has prior experience with Walnut Street Securities, Inc., American United Life Insurance Company, John Hancock Distributors, Inc. and John Hancock Mutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
12/14/2001 - Present
Oneamerica Securities, Inc. (Carmel IN)
CA
09/14/1998 - 12/31/2001
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IN
12/14/2001 - 12/17/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
MA
10/10/1994 - 08/20/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/10/1994 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 12/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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