Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Cooper is a financial advisor with Cambridge Investment Research Advisors, Inc., a registered investment advisor located in Fairfield, IA. Stephen has over 20 years of experience in the financial services industry and holds the Series 6, 7, 63, and 65 securities licenses. He also holds the SIE exam certification. He has previously worked with Lincoln Financial Securities Corporation and ProEquities, Inc.. Stephen's specializations include retirement planning, college savings, investment management, and insurance. Stephen serves clients in various states, including Florida, Maryland, New York, North Carolina, South Carolina and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
05/07/2021 - Present
Cambridge Investment Research Advisors, Inc. (Lynchburg VA)
VA
02/04/2014 - 05/10/2021
LINCOLN FINANCIAL SECURITIES CORPORATION (LYNCHBURG VA)
VA
09/02/2010 - 12/31/2013
PROEQUITIES, INC. (LYNCHBURG VA)
VA
02/27/2009 - 09/07/2010
NEXT FINANCIAL GROUP, INC. (FOREST VA)
VA
07/27/2004 - 03/02/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (FOREST VA)
VA
08/14/2001 - 05/03/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IA
Issued 07/01/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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