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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Rouse is a financial advisor with LPL Financial LLC. Stephen has been in the industry since 2001 and has experience with Wells Fargo Advisors, LLC, Morgan Stanley DW Inc., and BANCWEST INVESTMENT SERVICES, INC. Stephen is registered with the state of California. Stephen is a highly experienced financial advisor, with experience in various financial institutions. Stephen offers a range of services, including financial planning, consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/19/2023 - Present
LPL Financial LLC (MISSION VIEJO CA)
CA
03/04/2022 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (MISSION VIEJO CA)
CA
01/03/2011 - 08/10/2012
WELLS FARGO ADVISORS, LLC (IRVINE CA)
CA
12/17/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (COSTA MESA CA)
CA
11/09/2004 - 12/07/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
10/15/2001 - 07/25/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/04/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/21/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/17/2001
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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