Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Brian Poole is a financial advisor currently registered with Raymond James Financial Services Advisors, Inc., in Lake Oswego, OR. Stephen has over 20 years of experience in the industry, having worked with several firms prior to Raymond James, including Cetera Investment Services LLC, Girard Securities, Inc., and Charles Schwab & Co., Inc. Stephen specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OR
10/19/2023 - Present
Raymond James Financial Services Advisors, Inc. (Lake Oswego OR)
OR
07/27/2017 - 10/18/2023
CETERA INVESTMENT SERVICES LLC (LAKE OSWEGO OR)
CA
09/09/2015 - 07/17/2017
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
02/10/2015 - 07/17/2017
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
01/21/2015 - 07/17/2017
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
01/21/2015 - 07/17/2017
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
01/21/2015 - 07/17/2017
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
01/21/2015 - 07/17/2017
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
02/26/2008 - 07/17/2017
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
02/10/2015 - 12/14/2016
LEGEND EQUITIES CORPORATION (El Segundo CA)
CA
09/09/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (el segundo CA)
CA
02/10/2015 - 11/09/2016
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
CA
02/10/2015 - 12/23/2015
J.P. TURNER & COMPANY, L.L.C. (El Segundo CA)
TX
01/16/1998 - 03/21/2006
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 08/26/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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