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Stephen Brian May

Capital Client Group, Inc.

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About Stephen Brian May

Stephen Brian May is a registered investment advisor representative with Capital Client Group, Inc., based in Los Angeles, California. Stephen has been in the financial services industry since 1998, and holds Series 7, 9, 10, 26, and 66 securities licenses. Stephen previously worked at Franklin/Templeton Distributors, Inc., Lord Abbett Distributor LLC, BANC of America Investment Services, Inc., and Quick & Reilly, Inc. Stephen also has prior experience with American Funds.

Firm Information

Stephen May is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Stephen May’s Registration & Firm History

CA

11/08/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

NJ

06/19/2008 - 10/28/2013

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SHORT HILLS NJ)

NJ

05/12/2005 - 06/02/2008

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

MA

10/20/2004 - 03/23/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

08/26/1998 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/22/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/12/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 05/22/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/08/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Brian May.
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