Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Brian Gammicchia is an investment advisor representative with UBS Financial Services Inc., licensed in Washington, DC, Michigan, and Virginia. Stephen is a licensed broker-dealer and investment advisor representative with experience dating back to 2007, and has held positions at Ferris, Baker Watts Incorporated and UBS Financial Services Inc. Stephen has passed Series 7, Series 31, Series 66 and SIE exams. Stephen specializes in portfolio management for businesses and individuals, financial planning, and pension consulting. Stephen has also worked as a sole proprietor in pottery.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
07/03/2023 - Present
UBS Financial Services Inc. (WASHINGTON DC)
DC
12/11/2007 - 01/27/2009
FERRIS, BAKER WATTS INCORPORATED (WASHINGTON DC)
BOTH
Issued 07/06/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 12/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Gammicchia is the right advisor for you? Invested Better is here to help.
