Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Barry is a financial advisor with over 18 years of experience in the industry. Currently, Stephen Barry is registered with Joseph Gunnar & Co. LLC in NEW YORK, NY. Prior to that, Stephen Barry was registered with CHICAGO INVESTMENT GROUP, LLC in NEW YORK, NY, GUNNALLEN FINANCIAL, INC in NEW YORK, NY, EMPIRE ASSET MANAGEMENT COMPANY in NEW YORK, NY, NATIONAL SECURITIES CORPORATION in NEW YORK, NY, JOSEPH STEVENS & COMPANY, INC. in NEW YORK, NY, BASIC INVESTORS INC. in MELVILLE, NY, S.W. BACH & COMPANY in PORT WASHINGTON, NY, and HARRISON SECURITIES, INC. in PORT WASHINGTON, NY. Stephen Barry is licensed to provide financial advice in 24 states. Stephen Barry is a general securities representative, licensed to sell securities and offering advice on a variety of financial instruments. Stephen Barry holds the Series 7, Series 63 and SIE licenses. Stephen Barry has a strong focus on providing financial advice to individuals and helping them reach their investment goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Share in fees paid to tpmms
1
2
NY
07/12/2010 - Present
Joseph Gunnar & Co. LLC (NEW YORK NY)
NY
03/31/2010 - 07/08/2010
CHICAGO INVESTMENT GROUP, LLC (NEW YORK NY)
NY
06/26/2009 - 03/26/2010
GUNNALLEN FINANCIAL, INC (NEW YORK NY)
NY
01/20/2009 - 03/10/2009
EMPIRE ASSET MANAGEMENT COMPANY (NEW YORK NY)
NY
04/24/2008 - 01/30/2009
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
04/25/2006 - 04/25/2008
JOSEPH STEVENS & COMPANY, INC. (NEW YORK NY)
NY
05/31/2005 - 04/25/2006
BASIC INVESTORS INC. (MELVILLE NY)
NY
04/27/2004 - 04/20/2005
S.W. BACH & COMPANY (PORT WASHINGTON NY)
NY
10/20/2003 - 04/27/2004
HARRISON SECURITIES, INC. (PORT WASHINGTON NY)
BC
Issued 11/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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