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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Roesner is an investment advisor representative at Cetera Investment Advisers LLC. Stephen has been in the securities industry since 1999 and has a Series 6, 7 and 63 license. Cetera Investment Advisers LLC is a Registered Investment Advisor with offices in Schaumburg, Illinois and Fairmont, Minnesota. Stephen provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
01/21/2014 - Present
Cetera Investment Advisers LLC (FAIRMONT MN)
MN
01/03/2008 - 02/01/2011
FSC SECURITIES CORPORATION (FAIRMONT MN)
MN
07/17/2006 - 01/04/2008
TRANSAMERICA FINANCIAL ADVISORS, INC. (FAIRMONT MN)
IA
05/03/1999 - 07/12/2006
PFS INVESTMENTS INC. (URBANDALE IA)
BC
Issued 05/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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