Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Brent Roesner is an investment advisor representative at Cetera Investment Advisers LLC. Stephen has been in the financial services industry since May 6, 1999. Stephen has passed the Series 6, Series 7, and Series 63 exams. Stephen is registered with the state of Minnesota as an investment advisor representative. Cetera Investment Advisers LLC is a registered investment advisor that provides financial planning, portfolio management for individuals, and portfolio management for businesses. Cetera Investment Advisers LLC has offices in Schaumburg, Illinois and other locations. Stephen is currently licensed in Arizona, California, Iowa, Minnesota, Montana, Nebraska, South Dakota, and Virginia. Stephen has been affiliated with Cetera Investment Services LLC, FSC Securities Corporation and Transamerica Financial Advisors, Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
01/21/2014 - Present
Cetera Investment Advisers LLC (FAIRMONT MN)
MN
01/03/2008 - 02/01/2011
FSC SECURITIES CORPORATION (FAIRMONT MN)
MN
07/17/2006 - 01/04/2008
TRANSAMERICA FINANCIAL ADVISORS, INC. (FAIRMONT MN)
IA
05/03/1999 - 07/12/2006
PFS INVESTMENTS INC. (URBANDALE IA)
BC
Issued 5/8/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/4/2006
Series 7 - General Securities Representative Examination
BC
Issued 5/1/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Roesner is the right advisor for you? Invested Better is here to help.
