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Stephen Brent Day

Navidar LLC

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About Stephen Brent Day

Stephen Brent Day is a licensed investment advisor representative. Day has been in the securities industry since 1999. Day is currently registered with Navidar LLC. Day has held previous registrations with Fulcrum Securities, Inc., Bear, Stearns & Co. Inc., Goldman, Sachs & Co., Donaldson, Lufkin & Jenrette Securities Corporation and UBS Securities LLC. Day has passed the Series 63, Series 7, Series 14, Series 24 and Series 79TO exams. Day is also a licensed investment advisor representative in Indiana, New York and Texas.

Firm Information

Stephen Day is currently registered with Navidar LLC. Navidar LLC is an investment advisor with 2 investment advisor representatives and 2 registered representatives. They offer selection of other advisors services.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Referral fee

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Stephen Day’s Registration & Firm History

TX

01/28/2022 - Present

Navidar LLC (AUSTIN TX)

MO

04/29/2009 - 09/28/2009

FULCRUM SECURITIES, INC. (SAINT LOUIS MO)

NY

03/16/2004 - 03/21/2007

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

10/15/1999 - 12/05/2003

GOLDMAN, SACHS & CO. (NEW YORK NY)

NJ

06/18/1998 - 10/14/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

01/13/1997 - 06/15/1998

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/04/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Brent Day.
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