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Stephen Brendan Walsh

FHN Financial Securities Corp.

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About Stephen Brendan Walsh

Stephen Brendan Walsh is a financial advisor with over 30 years of experience in the securities industry. Stephen has a broad range of experience working with various financial institutions, including FHN Financial Securities Corp., Links Securities LLC, Financial Asset Management, Inc., Smith Barney Inc., Donaldson, Lufkin & Jenrette Securities Corporation, UBS Securities Inc. and Drexel Burnham Lambert Incorporated. Stephen is currently registered with FHN Financial Securities Corp. in Connecticut. Stephen is also registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative. Stephen holds Series 7, 52TO, 53, 24 and 63 licenses.

Firm Information

Stephen Walsh is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Walsh’s Registration & Firm History

CT

10/12/2000 - Present

FHN Financial Securities Corp. (Darien CT)

NY

06/05/1998 - 10/10/2000

LINKS SECURITIES LLC (NEW YORK NY)

OH

09/19/1996 - 07/08/1998

FINANCIAL ASSET MANAGEMENT, INC. (COLUMBUS OH)

NY

10/18/1994 - 02/14/1995

SMITH BARNEY INC. (NEW YORK NY)

NJ

02/10/1992 - 09/19/1994

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

04/16/1990 - 02/08/1991

UBS SECURITIES INC. (NEW YORK NY)

NA

07/20/1983 - 03/14/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BC

Issued 11/13/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/26/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/29/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Brendan Walsh.
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