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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Brantley Pletcher is a financial advisor with over 29 years of experience in the financial services industry. Stephen Pletcher is currently registered with Morgan Stanley in Dallas, Texas. Stephen Brantley Pletcher has held previous positions at Morgan Stanley & Co. Incorporated, UBS Financial Services Inc., Brokers Transaction Services, Inc., and Southwest Securities, Inc. Stephen Pletcher holds several licenses and certifications, including Series 7, Series 31, Series 63, Series 65, and SIE. Stephen Pletcher specializes in providing financial advice and services to individuals, businesses, and institutions. Stephen Pletcher's experience and qualifications make him a valuable resource for clients seeking comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Dallas TX)
TX
02/13/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
TX
03/18/1998 - 03/04/2009
UBS FINANCIAL SERVICES INC. (DALLAS TX)
TX
09/26/1996 - 04/29/1998
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
TX
01/03/1995 - 09/26/1996
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
03/17/1994 - 12/31/1994
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
IA
Issued 06/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 03/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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