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Stephen Bradford Vaughan

T. Rowe Price Investment Services, Inc.

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About Stephen Bradford Vaughan

Stephen Vaughan has been in the financial services industry since September 9, 1983. Stephen is currently registered with T. Rowe Price Investment Services, Inc. and has been registered since February 23, 2015. Previously, Stephen was employed with VOYA FINANCIAL PARTNERS, LLC, VOYA FINANCIAL ADVISORS, INC. and AETNA LIFE INSURANCE AND ANNUITY COMPANY.

Firm Information

Stephen Vaughan is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Vaughan’s Registration & Firm History

MD

02/23/2015 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

CA

10/15/1993 - 01/30/2015

VOYA FINANCIAL PARTNERS, LLC (PLEASANTON CA)

WA

02/13/2012 - 12/19/2014

VOYA FINANCIAL ADVISORS, INC. (SEATTLE WA)

CT

05/31/1991 - 10/15/1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

CT

11/28/1989 - 10/15/1993

AETNA CAPITAL MANAGEMENT, INC. (HARTFORD CT)

CT

08/18/1983 - 02/25/1991

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

CT

08/18/1983 - 12/21/1989

AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

IA

Issued 11/12/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/30/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/1991

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2015

Series 7 - General Securities Representative Examination

BC

Issued 08/17/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Bradford Vaughan.
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