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Stephen Blake Miller

Neuberger Berman BD LLC

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About Stephen Blake Miller

Stephen Blake Miller is a financial advisor with Neuberger Berman BD LLC. He has been in the industry since 1990 and holds the Series 7, Series 63, Series 65, and Series 53 licenses. Stephen has a wide range of experience and is registered in 53 states and the District of Columbia. He has been associated with Neuberger Berman BD LLC since 2008, and previously worked with NEUBERGER BERMAN MANAGEMENT LLC and ROBECO SECURITIES, L.L.C. Stephen also provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles. Stephen's primary focus is on investment management, including selection of other advisors.

Firm Information

Stephen Miller is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephen Miller’s Registration & Firm History

NY

10/20/2008 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

08/30/2010 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (NEW YORK NY)

NY

07/25/2007 - 06/30/2008

ROBECO SECURITIES, L.L.C. (NEW YORK NY)

MA

08/23/1988 - 06/28/2005

ROBECO SECURITIES, L.L.C. (BOSTON MA)

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Licenses & Designations

IA

Issued 11/21/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/31/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephen Blake Miller.
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