Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Bersey is a registered representative with HSBC Securities (USA) Inc., with a focus on investments. Stephen has been in the financial industry since 2010 and has experience with various firms, including DAIWA Capital Markets America Inc. and MUFG Securities Americas Inc. Stephen holds several licenses, including Series 7, Series 86, Series 87 and SIE, demonstrating his expertise in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
03/23/2023 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
09/29/2020 - 03/24/2023
DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)
NY
09/22/2015 - 07/16/2019
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
04/21/2014 - 07/01/2015
BURKE & QUICK PARTNERS LLC (UNIONDALE NY)
GA
01/23/2014 - 04/07/2014
IFS SECURITIES (ATLANTA GA)
NJ
01/12/2011 - 11/15/2012
C. L. KING & ASSOCIATES, INC. (HOBOKEN NJ)
NY
02/03/2010 - 01/10/2011
MURPHY & DURIEU (NEW YORK NY)
NY
02/06/2001 - 05/10/2001
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
02/10/2000 - 11/03/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
07/06/1999 - 02/25/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
10/15/1998 - 05/10/1999
GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)
BC
Issued 02/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/01/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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