Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Berrocal is a financial advisor with over 20 years of experience in the industry. Stephen is currently registered with Truist Advisory Services, Inc., where he provides financial planning, investment advice, and portfolio management services for individuals, corporations, and other businesses. Previously, Stephen worked with SunTrust Investment Services, J.P. Morgan Securities, Chase Investment Services Corp, Wells Fargo Advisors, and A.G. Edwards & Sons. Stephen holds the Series 6, 7, 63, and 66 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/24/2016 - Present
Truist Advisory Services, Inc. (CORAL GABLES FL)
FL
03/19/2013 - 04/18/2013
SUNTRUST INVESTMENT SERVICES, INC. (MIAMI FL)
FL
10/01/2012 - 03/06/2013
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
07/31/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MIAMI FL)
FL
01/01/2008 - 07/24/2009
WELLS FARGO ADVISORS, LLC (CORAL GABLES FL)
FL
09/29/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CORAL GABLES FL)
FL
03/05/2001 - 09/26/2003
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
BOTH
Issued 10/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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