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Stephen Bernard Glowacka

Facet

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About Stephen Bernard Glowacka

Stephen Glowacka is an investment advisor representative with Facet in Baltimore, MD. Stephen has been in the industry since 2002. Stephen holds the Series 7, 66, and SIE licenses. Stephen is also a Certified Financial Planner. Stephen specializes in providing financial planning and portfolio management services to individuals and high-net-worth individuals. Stephen has previously worked at TD Ameritrade, Wells Fargo Advisors, Charles Schwab, and BBVA Compass Investment Solutions.

Firm Information

Stephen Glowacka is currently registered with Facet. Facet is an investment advisor headquartered in BALTIMORE, MD with approximately $1 billion - $10 billion in assets under management. They provide financial planning and portfolio management for individuals and high-net-worth individuals. They have 58 investment advisor representatives and 34,597 total accounts.
Facet

400 EAST PRATT STREET

BALTIMORE, MD 21202

$3.87B

Assets Under Management

2,957

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Stephen Glowacka’s Registration & Firm History

MD

05/17/2023 - Present

Facet (BALTIMORE MD)

AZ

11/27/2019 - 01/11/2021

TD AMERITRADE, INC. (Chandler AZ)

AZ

03/01/2019 - 12/02/2019

WELLS FARGO CLEARING SERVICES, LLC (TEMPE AZ)

AZ

10/01/2010 - 08/02/2018

CHARLES SCHWAB & CO., INC. (Phoenix AZ)

AZ

04/29/2010 - 09/13/2010

BBVA COMPASS INVESTMENT SOLUTIONS, INC (MESA AZ)

AZ

11/05/2009 - 01/12/2010

CHASE INVESTMENT SERVICES CORP. (SCOTTSDALE AZ)

AZ

07/09/2008 - 10/21/2009

WELLS FARGO ADVISORS, LLC (PHOENIX AZ)

AZ

10/09/2002 - 07/02/2008

WELLS FARGO INVESTMENTS, LLC (CHANDLER AZ)

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Licenses & Designations

BOTH

Issued 10/18/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/22/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Stephen Bernard Glowacka.
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