Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Clarke is an active investment advisor registered with the state of Virginia. Stephen has been in the industry since August 1999 and is currently employed by United Planners' Financial Services of America A Limited Partner, a firm registered with the Securities and Exchange Commission. Stephen has a proven track record of success in the financial services industry, and is committed to providing his clients with personalized advice and guidance. Stephen's experience includes working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. He has specialized in providing financial planning, pension consulting, and portfolio management services to his clients. Stephen is also a registered representative of the firm, and is licensed to sell a variety of investment products, including variable annuities, mutual funds, and exchange-traded funds.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/15/2008 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
IA
12/13/2002 - 02/09/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MA
03/30/2001 - 10/29/2002
GOLDK INVESTMENT SERVICES, INC (BOSTON MA)
IL
12/06/1999 - 03/16/2001
GBS RETIREMENT SERVICES, INC. (ROLLING MEADOWS IL)
AZ
05/28/1999 - 10/29/1999
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
IA
Issued 07/29/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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