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Stephen Beck

Fidelity Brokerage Services LLC

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About Stephen Beck

Stephen Beck is a registered representative with Fidelity Brokerage Services LLC. Stephen is a Series 7 and Series 63 licensed advisor. Stephen is also a Series 24 licensed principal. Stephen has been in the securities industry since October 16, 2016. Stephen is registered in 53 states. Stephen has previously been associated with FIDELITY DISTRIBUTORS COMPANY LLC. Stephen has a total of 5 years of industry experience.

Firm Information

Stephen Beck is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Beck’s Registration & Firm History

MA

10/17/2016 - Present

Fidelity Brokerage Services LLC (BOSTON MA)

MA

02/07/2022 - 05/04/2023

FIDELITY DISTRIBUTORS COMPANY LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 11/08/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/14/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephen Beck.
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