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Stephen Bartlett Chase

Blue Vista Capital, LLC

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About Stephen Bartlett Chase

Stephen Bartlett Chase is a financial professional with over 20 years of experience in the industry. Stephen has been with Blue Vista Capital, LLC since April 2021 and is registered with FINRA and the state of Illinois. Stephen previously worked at Lazard Freres & Co. LLC, Oppenheimer & Co. Inc., CIBC World Markets Corp., and Dain Rauscher Incorporated. Stephen has a broad range of experience in the financial services industry, including investment management, financial planning, and securities trading. Stephen specializes in portfolio management for pooled investment vehicles and businesses.

Firm Information

Stephen Chase is currently registered with Blue Vista Capital, LLC. Blue Vista Capital, LLC is a Limited Liability Company formed in March 2003. Headquartered in Chicago, Illinois, the firm is registered with the SEC and in 15 states. Blue Vista Capital provides portfolio management for businesses and pooled investment vehicles. The firm manages approximately $2.46 billion in assets, with a majority of its clients being state or municipal government entities and pooled investment vehicles. They also have a website and LinkedIn page for additional information.
Blue Vista Capital, LLC

353 N. CLARK ST.

CHICAGO, IL 60654-3453

$2.47B

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Stephen Chase’s Registration & Firm History

IL

04/22/2021 - Present

Blue Vista Capital, LLC (CHICAGO IL)

NY

01/31/2008 - 04/09/2014

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

01/14/2008 - 01/28/2008

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

05/14/1998 - 01/14/2008

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

03/02/1998 - 04/14/1998

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

NA

08/29/1996 - 03/02/1998

DAIN RAUSCHER INCORPORATED

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Licenses & Designations

BC

Issued 06/24/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2021

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 04/21/2021

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 04/21/2021

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Bartlett Chase.
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