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Stephen Barry Siegel

TP Icap Global Markets Americas LLC

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About Stephen Barry Siegel

Stephen Barry Siegel is a financial professional with over 30 years of experience in the industry. Stephen is currently registered with TP Icap Global Markets Americas LLC, having previously been registered with Tullett Prebon Financial Services LLC and Chapdelaine Tullett Prebon, LLC. Stephen has passed the Securities Industry Essentials Examination and the Municipal Securities Representative Examination. Stephen is registered with FINRA.

Firm Information

Stephen Siegel is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Siegel’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

06/01/2012 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

01/05/1993 - 06/01/2012

CHAPDELAINE TULLETT PREBON, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/1992

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Barry Siegel.
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