Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Barra Sawtelle is a financial advisor with Ausdal Financial Partners, Inc. located in North Haven, CT. Stephen has over 40 years of experience in the financial services industry. Stephen is registered with FINRA and holds the Series 1, 7, 24, 63, and 65 licenses as well as the SIE exam. Stephen also holds the Series 6TO license. Stephen has previously worked at WATERSTONE FINANCIAL GROUP, INC. and HACKETT ASSOCIATES, INC. Stephen provides a variety of financial services including financial planning, portfolio management for businesses and individuals, and selection of other advisors. Stephen's practice focuses on high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
CT
08/20/2009 - Present
Ausdal Financial Partners, Inc. (NORTH HAVEN CT)
CT
05/06/2002 - 08/18/2009
WATERSTONE FINANCIAL GROUP, INC. (NORTH HAVEN CT)
PA
02/11/1997 - 05/07/2002
HACKETT ASSOCIATES, INC. (WYOMISSING PA)
KS
03/13/1980 - 03/04/1997
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 01/21/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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