Unclaimed
Stephen Barns is a financial advisor with over 10 years of experience in the financial services industry. Stephen is currently registered as an investment advisor representative with Prime Capital Financial in Little Rock, Arkansas. Stephen has worked with a number of financial firms including Private Client Services, LLC and Cambridge Investment Research, Inc. Stephen's areas of expertise include financial planning, portfolio management and qualified retirement plan services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
AR
08/02/2017 - Present
Prime Capital Financial (Little Rock AR)
AR
04/25/2018 - 11/01/2019
PRIVATE CLIENT SERVICES, LLC (Little Rock AR)
AR
03/05/2014 - 04/27/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (LITTLE ROCK AR)
BOTH
Issued 06/03/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2014
Series 7 - General Securities Representative Examination
Active
Inactive
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