Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Bard Schaack is a registered investment advisor representative with Hornor, Townsend & Kent, LLC. Stephen has been in the financial industry since 1998 and is licensed to provide investment advice in Pennsylvania and California. Stephen specializes in providing financial planning, pension consulting, and portfolio management services for individuals, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
PA
11/19/2018 - Present
Hornor, Townsend & Kent, LLC (Conshohocken PA)
OH
01/20/2015 - 08/14/2018
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
NE
09/05/2014 - 01/05/2015
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
PA
06/11/2007 - 09/27/2013
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
CA
03/12/2007 - 05/24/2007
TD AMERITRADE, INC. (MISSION VIEJO CA)
MA
04/12/2005 - 06/02/2006
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
03/22/2005 - 03/07/2006
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
07/31/2002 - 09/21/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
01/01/2002 - 08/27/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
05/04/1999 - 01/01/2002
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
02/25/1998 - 05/25/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 08/02/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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