Unclaimed
Stephen Sibley is a financial advisor with over 27 years of experience in the industry. Stephen has been registered with the Financial Industry Regulatory Authority (FINRA) since February 14, 1995. Stephen has also been registered with the State of New York since December 1, 2005, and is currently affiliated with Franklin Distributors, LLC. Stephen is licensed to provide investment advice in 51 states and the District of Columbia. Stephen holds the Series 7, Series 63, Series 65, and SIE licenses. Stephen is currently registered with Franklin Distributors, LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2005 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
02/15/1995 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 02/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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