Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Kingsley is a financial advisor with over 27 years of experience in the industry. Stephen is currently registered with New York Life Investment Management LLC and has previously worked with a number of other firms, including Morgan Stanley, S2K Financial LLC, Avantax Investment Services, Inc., Franklin Templeton Financial Services Corp., and Franklin/Templeton Distributors, Inc. Stephen is licensed to provide financial advice in Michigan, Indiana, Kentucky, North Carolina, Tennessee, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/23/2024 - Present
NEW York Life Investment Management LLC (NEW YORK NY)
MI
03/02/2023 - 01/19/2024
MORGAN STANLEY (Ann Arbor MI)
FL
06/24/2022 - 09/15/2022
S2K FINANCIAL LLC (ORLANDO FL)
TX
03/01/2021 - 06/27/2022
AVANTAX INVESTMENT SERVICES, INC. (DALLAS TX)
CA
02/27/2019 - 10/15/2020
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
04/04/2018 - 10/13/2020
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
MN
01/26/2017 - 03/01/2018
LOCORR DISTRIBUTORS, LLC (EXCELSIOR MN)
IL
05/04/2011 - 01/05/2017
BLACKROCK INVESTMENTS, LLC (CHICAGO IL)
MA
10/25/2000 - 04/18/2011
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
NY
07/20/1999 - 10/10/2000
COHEN & STEERS SECURITIES, INC. (NEW YORK NY)
IL
04/17/1998 - 06/25/1999
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
IL
04/23/1996 - 02/11/1997
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
WI
05/02/1994 - 02/02/1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
05/02/1994 - 02/02/1996
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 10/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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