Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Clark is a registered representative with Chatsworth Securities LLC. Stephen has been in the industry since 2001, and has held licenses with various firms including Raymond James & Associates, Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., and Bear, Stearns & Co. Inc. Stephen holds Series 7, 24, 63, 79, 82, and SIE licenses. Stephen is currently registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/21/2023 - Present
Chatsworth Securities LLC (GREENWICH CT)
TX
06/04/2015 - 09/10/2018
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
TX
10/01/2008 - 06/15/2015
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
06/02/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (DALLAS TX)
TX
08/06/1996 - 06/02/2008
BEAR, STEARNS & CO. INC. (DALLAS TX)
BC
Issued 10/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 02/15/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 09/21/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/04/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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