Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Zamborelli is a financial advisor with Raymond James Financial Services Advisors, Inc. Stephen has been in the financial services industry for over 20 years. He is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 9, 10, 63, and 65 licenses. Stephen provides financial planning and investment management services to individuals, families, and businesses. He is committed to helping clients achieve their financial goals. Stephen Zamborelli is also the owner of SAZ Tax Services, LLC and Zamborelli Wealth Advisory Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
01/21/2021 - Present
Raymond James Financial Services Advisors, Inc. (COLORADO SPRINGS CO)
NY
11/21/2000 - 11/18/2004
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
01/31/2000 - 11/08/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 12/07/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/29/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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