Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Renaud is a financial advisor with over 30 years of experience in the industry. Stephen has been registered with the Securities and Exchange Commission (SEC) since 1993 and is currently a registered representative with GP Nurmenkari Inc. Stephen was previously registered with a number of firms including Oppenheimer & Co. Inc., Smith Barney Inc. and Lehman Brothers Inc. Stephen Renaud holds Series 7 and Series 63 licenses and has passed the Securities Industry Essentials (SIE) Exam. Stephen Renaud is registered to provide investment advice and services to clients in California, Connecticut, Delaware and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
08/14/2024 - Present
GP Nurmenkari Inc. (NORWALK CT)
NY
08/21/2014 - 10/26/2023
KATALYST SECURITIES LLC (New York NY)
NY
04/07/2011 - 07/25/2014
GOTTBETTER CAPITAL MARKETS, LLC (NEW YORK NY)
CT
09/19/2007 - 03/15/2011
SPENCER TRASK VENTURES, INC. (OLD GREENWICH CT)
NY
05/15/2007 - 10/11/2007
NATIONAL SECURITIES CORPORATION (ELMSFORD NY)
NY
03/28/2005 - 05/21/2007
JOSEPH STEVENS & COMPANY, INC. (NEW YORK NY)
CT
03/01/2005 - 03/28/2005
NEWALLIANCE INVESTMENTS, INC. (NEW HAVEN CT)
NY
04/17/2001 - 02/24/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/29/2000 - 03/28/2001
BLUESTONE CAPITAL SECURITIES, INC. (NEW YORK NY)
NY
07/22/1998 - 09/12/2000
KAUFMAN BROS., L.P. (NEW YORK NY)
NY
03/13/1998 - 06/19/1998
MONTROSE CAPITAL MANAGEMENT LTD. (NEW YORK NY)
MO
08/28/1996 - 02/27/1998
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
07/31/1993 - 08/29/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
11/18/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/19/1986 - 11/09/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 07/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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