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Stephen Arndt

Empower Financial Services, Inc.

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About Stephen Arndt

Stephen Arndt is a financial advisor currently registered with Empower Financial Services, Inc. Stephen has been in the industry since April 8, 2015. Stephen has a total of 45 state securities licenses. Stephen has Series 6, 7TO, 22 and SIE securities licenses and has passed the Uniform Securities Agent State Law Examination (Series 63). Prior to joining Empower Financial Services, Inc., Stephen was registered with TRANSAMERICA CAPITAL, INC., CITIGROUP GLOBAL MARKETS INC., J.P. MORGAN SECURITIES LLC, SIGNATOR INVESTORS, INC. and THE TIDAL GROUP, INC..

Firm Information

Stephen Arndt is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Arndt’s Registration & Firm History

CO

01/23/2024 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

08/11/2022 - 11/28/2023

TRANSAMERICA CAPITAL, INC. (DENVER CO)

TX

05/05/2022 - 06/07/2022

CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)

TX

10/12/2015 - 11/17/2021

J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)

TX

05/11/2015 - 07/22/2015

SIGNATOR INVESTORS, INC. (SAN ANTONIO TX)

TX

09/29/2008 - 11/03/2009

THE TIDAL GROUP, INC. (SCHERTZ TX)

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Licenses & Designations

BC

Issued 05/07/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/26/2008

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Arndt.
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