Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Anthony Wenham is a financial advisor with Athene Securities, LLC. Stephen has been in the financial services industry for over 20 years and has a strong track record of success in helping clients achieve their financial goals. Stephen holds the Series 6, 7, 63 and 65 licenses as well as the SIE designation. Stephen is registered in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
04/13/2017 - Present
Athene Securities, LLC (WEST DES MOINES IA)
IA
02/01/2012 - 03/23/2017
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
IA
12/16/2003 - 12/09/2011
PRINCOR FINANCIAL SERVICES CORPORATION (WEST DES MOINES IA)
PA
06/22/1999 - 11/26/2003
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 03/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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