Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Sassi is an Investment Advisor Representative at Edelman Financial Engines. Stephen has over 17 years of experience in the financial services industry. Stephen has been registered with the state of New York since 2021 and Texas since 2022. Stephen has a broad range of experience in the financial services industry, including experience with Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, and UBS Financial Services Inc. Stephen has passed the Series 7, Series 31, and Series 66 exams. Stephen's areas of expertise include financial planning, portfolio management, and retirement planning. Stephen is a member of the Financial Planning Association and the National Association of Personal Financial Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
NY
06/13/2022 - Present
Edelman Financial Engines (STATEN ISLAND NY)
NY
11/03/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (STATEN ISLAND NY)
NJ
04/29/2013 - 11/02/2016
CHARLES SCHWAB & CO., INC. (BRIDGEWATER NJ)
NJ
11/21/2008 - 04/04/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLORHAM PARK NJ)
NJ
04/02/2007 - 11/24/2008
MORGAN STANLEY & CO. INCORPORATED (MORRISTOWN NJ)
NJ
06/21/2006 - 04/02/2007
MORGAN STANLEY DW INC. (MORRISTOWN NJ)
NJ
01/01/2005 - 12/20/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 01/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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