Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Anthony Santora is a financial advisor at Palladium Capital Group, LLC. Stephen has over 20 years of experience in the financial services industry. Stephen is registered in New Jersey and New York. Stephen holds the Series 7, Series 63, SIE and Series 82TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
12/15/2020 - Present
Palladium Capital Group, LLC (VENICE FL)
NJ
03/09/2010 - 06/22/2010
GARDEN STATE SECURITIES, INC. (RED BANK NJ)
CT
06/06/2007 - 04/10/2008
TOUCHPOINT SECURITIES CORP. (NORWALK CT)
NY
02/13/2006 - 06/01/2007
PRIME EXECUTIONS, INC. (NEW YORK NY)
NY
01/16/2002 - 02/22/2006
STEPHEN M. FERRETTI, INC. (NEW YORK NY)
NY
04/20/2001 - 04/30/2001
DG FINANCIAL MARKETS LLC (NEW YORK NY)
IL
03/16/1999 - 05/13/1999
SAKURA SECURITIES (U.S.A.), INCORPORATED (CHICAGO IL)
IL
03/07/1994 - 07/17/1998
SAKURA SECURITIES (U.S.A.), INCORPORATED (CHICAGO IL)
BC
Issued 01/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2020
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 08/25/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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