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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Anthony Rigali has been in the industry since September 6, 1979. Stephen is currently registered with Kayne Anderson Rudnick Investment Management, LLC in California. Stephen's previous employment history includes KA ASSOCIATES, INC., PHOENIX EQUITY PLANNING CORPORATION, KAYNE, ANDERSON & CO., INC., LEHMAN BROTHERS INC., and E. F. HUTTON & COMPANY INC. Stephen is currently registered with the state of California. Stephen specializes in providing investment advice to high net worth individuals, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, pooled investment vehicles, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
01/01/2025 - Present
Kayne Anderson Rudnick Investment Management, LLC (LOS ANGELES CA)
CA
06/15/2005 - 09/28/2005
KA ASSOCIATES, INC. (LOS ANGELES CA)
CT
06/28/2002 - 06/14/2005
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CA
11/08/1993 - 07/08/2002
KA ASSOCIATES, INC. (LOS ANGELES CA)
NA
07/17/1991 - 11/28/1994
KAYNE, ANDERSON & CO., INC.
NY
05/14/1988 - 07/02/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/24/1979 - 05/14/1988
E. F. HUTTON & COMPANY INC
BC
Issued 11/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/21/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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