Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Anthony Pierce is a financial advisor with International Assets Investment Management, LLC. Stephen has been in the industry since 1991. Stephen has held positions with several firms including WFG Investments, Inc., Gunnallen Financial, Inc, Wachovia Securities Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Inc., Lehman Brothers Inc., and F.N. Wolf & Co., Inc. Stephen has Series 7, 63 and 65 securities licenses. Stephen also has the SIE license. Stephen has a wide range of experience in the financial services industry, including investment advisory and brokerage services. Stephen is dedicated to providing clients with personalized financial planning and investment management solutions. Stephen holds licenses in Alabama, Florida, Georgia, Louisiana, Michigan, Mississippi and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
07/10/2017 - Present
International Assets Investment Management, LLC (SPANISH FORT AL)
AL
04/05/2010 - 05/26/2017
WFG INVESTMENTS, INC. (DAPHNE AL)
AL
03/21/2005 - 03/29/2010
GUNNALLEN FINANCIAL, INC (DAPHNE AL)
MO
11/29/2002 - 03/24/2005
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
NY
05/09/1995 - 12/03/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 04/25/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
05/08/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/16/1991 - 05/19/1992
F.N. WOLF & CO., INC.
IA
Issued 05/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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