Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Anthony Oliver is a financial advisor with Cetera Investment Advisers LLC. Stephen has been in the industry since 1991 and is licensed in over 40 states. Stephen has worked for many firms, including First Allied Securities, Inc., First Montauk Securities Corp., and Kirlin Securities Inc. Stephen is a Registered Representative and Investment Advisor Representative in the state of New Jersey, New York and Texas. Stephen has a Series 7, Series 24, Series 31, Series 4, Series 51, Series 63, Series 66 and SIE license. Stephen is also a licensed insurance agent and holds the Series 99TO license. Stephen specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/12/2020 - Present
Cetera Investment Advisers LLC (BEDMINSTER NJ)
NY
12/09/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (NEW YORK NY)
NY
11/21/2001 - 12/09/2008
FIRST MONTAUK SECURITIES CORP. (NEW YORK NY)
NY
10/20/1999 - 11/30/2001
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
01/23/1997 - 10/14/1999
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NY
01/13/1994 - 01/17/1997
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
10/30/1991 - 11/23/1993
SOUTH RICHMOND SECURITIES, INC.
BOTH
Issued 10/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/13/2004
Series 4 - Registered Options Principal Examination
BC
Issued 02/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/28/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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