Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Anthony Oliver is a financial advisor with over 30 years of experience in the industry. Stephen is a registered representative with Cetera Investment Advisers LLC in Bedminster, New Jersey. Stephen has a wide range of experience, having previously worked with firms such as First Allied Securities, Inc. and First Montauk Securities Corp. Stephen also holds several industry licenses and certifications, including Series 7, 24, 31, 51, 63, 66 and SIE. Stephen offers a variety of financial services, including financial planning, portfolio management, and insurance. Stephen is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/12/2020 - Present
Cetera Investment Advisers LLC (BEDMINSTER NJ)
NY
12/09/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (NEW YORK NY)
NY
11/21/2001 - 12/09/2008
FIRST MONTAUK SECURITIES CORP. (NEW YORK NY)
NY
10/20/1999 - 11/30/2001
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
01/23/1997 - 10/14/1999
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NY
01/13/1994 - 01/17/1997
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
10/30/1991 - 11/23/1993
SOUTH RICHMOND SECURITIES, INC.
BOTH
Issued 10/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/4/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 4/13/2004
Series 4 - Registered Options Principal Examination
BC
Issued 2/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/8/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/28/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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