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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Nappo is a financial advisor at Cadaret, Grant & CO., Inc. Stephen has been in the financial services industry since 1987, working at firms like SIGNATOR INVESTORS, INC. and FINANCIAL WEST GROUP. Stephen is licensed to sell securities in multiple states. Stephen is registered with FINRA as a Registered Representative and is a registered Investment Advisor Representative in New York. Stephen's experience in the industry, along with his licenses and registrations, makes him well-qualified to provide financial advice to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/10/2025 - Present
Cadaret, Grant & CO., Inc. (Williamsville NY)
NY
01/06/2004 - 01/26/2015
FINANCIAL WEST GROUP (WILLIAMSVILLE NY)
MA
07/02/1996 - 01/09/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
07/02/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
07/20/1987 - 06/17/1996
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 11/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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