Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Anthony Murphy is a registered representative with Ba Securities, LLC. Stephen Anthony Murphy is licensed to sell securities in North Carolina and Pennsylvania. Stephen Anthony Murphy has been in the securities industry since 1997. Stephen Anthony Murphy is currently registered with FINRA and the Securities Investor Protection Corporation (SIPC). Prior to joining Ba Securities, LLC, Stephen Anthony Murphy was employed by E*TRADE INSTITUTIONAL SECURITIES, INC. and Salomon Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
09/15/2023 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NJ
03/28/2000 - 03/01/2001
E*TRADE INSTITUTIONAL SECURITIES, INC. (JERSEY CITY NJ)
NY
07/07/1997 - 02/11/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 01/15/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/17/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1997
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
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